Regulatory Disclosures

Nexus Institutional Intelligence, LLC ("Nexus AI") is registered as a broker-dealer with the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934.

CRD Number: 298471  |  SEC File Number: 8-71234

Registration with the SEC does not imply a certain level of skill or training. You may verify our registration at BrokerCheck® maintained by FINRA at brokercheck.finra.org.

Nexus AI is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

Nexus AI Advisory Services, LLC is registered as an Investment Adviser with the SEC pursuant to the Investment Advisers Act of 1940.

Form ADV: Filed with the SEC and available on the IAPD (Investment Adviser Public Disclosure) website at adviserinfo.sec.gov.

Our Form ADV Part 2A (Firm Brochure) and Part 2B (Brochure Supplement) are available upon request and describe our advisory services, fees, and conflicts of interest in detail.

In compliance with SEC Rule 606, Nexus AI discloses the routing of customer orders in equity and option securities. We do not receive payment for order flow (PFOF) from market makers.

Our quarterly Rule 606 reports are publicly available and detail the venues to which we route customer orders. Orders are routed to maximize execution quality, including price improvement, speed, and fill rate.

Nexus AI has adopted policies and procedures designed to identify, manage, and disclose conflicts of interest that could affect the objectivity of our AI-generated signals and investment advice.

• chevron_rightNexus AI personnel may hold positions in securities that our AI systems generate signals for. All such holdings are disclosed and subject to pre-clearance.
• chevron_rightNexus AI may have business relationships with companies whose securities appear in our research. Material relationships are disclosed in our research reports.
• chevron_rightOur AI models are trained on historical market data and are not influenced by business considerations.

Nexus AI is committed to obtaining the best possible result for client orders considering price, costs, speed, likelihood of execution and settlement, size, and nature of the order.

We regularly review and assess our execution quality against industry benchmarks. Our smart order routing technology evaluates multiple execution venues in real-time to ensure clients receive optimal execution.